CAT Institutional Holdings

Name: CAT (Caterpillar Inc.) Institutional Holdings — 2026Q1
Creator: SEC EDGAR
License: https://www.sec.gov/data

Caterpillar Inc. · SEC 13F

3,722 institutions hold CAT, totaling 416.6M shares ($266.8B）.
As of 2026Q1 · SEC EDGAR 13F

Quarterly Changes

2025Q4 → 2026Q1

↑ New Positions (5)

VANGUARD CAPITAL MANAGEMENT LLC $42.8B

VANGUARD PORTFOLIO MANAGEMENT LLC $8.3B

NORGES BANK $1.9B

VANGUARD FIDUCIARY TRUST CO $1.9B

HSBC HOLDINGS PLC $1.8B

↑ Increased (5)

POM Investment Strategies, LLC +182918.6%

BNP PARIBAS ASSET MANAGEMENT Holding S.A. +154013.8%

CWM, LLC +137140.1%

LaSalle St. Investment Advisors, LLC +136253.7%

IFM Investors Pty Ltd +127969.0%

↓ Decreased (5)

Vinland Capital Management Gestora de Recursos LTDA. -100.0%

Kentucky Retirement Systems -100.0%

BALLAST ADVISORS LLC -99.9%

BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL -99.9%

Strategic Advocates LLC -99.6%

↓ Exited Positions (5)

VANGUARD GROUP INC $26.6B

PNC Financial Services Group, Inc. $199M

NewEdge Advisors, LLC $134M

TWO SIGMA ADVISERS, LP $130M

Electron Capital Partners, LLC $86M

All Holders (Top 100)

Rank	Institution	Shares	Value
1	VANGUARD CAPITAL MANAGEMENT LLC	60.5M	$42.8B
2	BlackRock, Inc.	37.2M	$26.3B
3	STATE STREET CORP	34.9M	$24.7B
4	MORGAN STANLEY	21.8M	$12.8B
5	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	14.6M	$10.3B
6	VANGUARD PORTFOLIO MANAGEMENT LLC	11.7M	$8.3B
7	GEODE CAPITAL MANAGEMENT, LLC	11.1M	$7.9B
8	BARCLAYS PLC	20.2M	$7.3B
9	Fisher Asset Management, LLC	9.8M	$6.9B
10	GATES FOUNDATION TRUST	6.4M	$4.5B
11	GOLDMAN SACHS GROUP INC	6.4M	$4.1B
12	NORTHERN TRUST CORP	5.7M	$4.0B
13	BANK OF AMERICA CORP /DE/	5.7M	$4.0B
14	Invesco Ltd.	3.8M	$2.7B
15	FMR LLC	3.8M	$2.7B
16	Capital World Investors	3.5M	$2.5B
17	Capital International Investors	3.5M	$2.5B
18	Bank of New York Mellon Corp	3.4M	$2.4B
19	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	3.4M	$2.4B
20	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	3.3M	$2.3B
21	Capital Research Global Investors	3.2M	$2.3B
22	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	7.0M	$2.1B
23	Legal & General Group Plc	2.8M	$2.0B
24	JPMORGAN CHASE & CO	2.9M	$2.0B
25	DIMENSIONAL FUND ADVISORS LP	2.7M	$1.9B
26	NORGES BANK	5.7M	$1.9B
27	VANGUARD FIDUCIARY TRUST CO	2.6M	$1.9B
28	HSBC HOLDINGS PLC	2.9M	$1.8B
29	Nuveen, LLC	2.3M	$1.6B
30	ROYAL BANK OF CANADA	2.2M	$1.6B
31	Amundi	2.2M	$1.6B
32	WELLS FARGO & COMPANY/MN	2.0M	$1.5B
33	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	1.6M	$1.1B
34	VOYA INVESTMENT MANAGEMENT LLC	1.4M	$1.0B
35	UBS Group AG	1.4M	$995M
36	Swiss National Bank	1.4M	$973M
37	DEUTSCHE BANK AG\	1.4M	$964M
38	Mitsubishi UFJ Asset Management Co., Ltd.	1.4M	$957M
39	Sumitomo Mitsui Trust Group, Inc.	1.3M	$931M
40	CITIGROUP INC	1.2M	$845M
41	Capital Wealth Planning, LLC	1.2M	$840M
42	WELLINGTON MANAGEMENT GROUP LLP	1.1M	$793M
43	LPL Financial LLC	1.1M	$779M
44	RAYMOND JAMES FINANCIAL INC	1.0M	$726M
45	Vanguard Global Advisers, LLC	1.0M	$721M
46	National Pension Service	989K	$700M
47	AMERIPRISE FINANCIAL INC	975K	$691M
48	FRANKLIN RESOURCES INC	973K	$689M
49	Corient Private Wealth LLC	1.1M	$682M
50	California Public Employees Retirement System	880K	$623M
51	PRIMECAP MANAGEMENT CO/CA/	872K	$618M
52	DANSKE BANK A/S	1.5M	$616M
53	NEUBERGER BERMAN GROUP LLC	866K	$613M
54	RHUMBLINE ADVISERS	797K	$565M
55	VANGUARD ASSET MANAGEMENT, Ltd	746K	$528M
56	BANK OF MONTREAL /CAN/	718K	$509M
57	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	706K	$500M
58	BNP PARIBAS FINANCIAL MARKETS	681K	$482M
59	ALLIANCEBERNSTEIN L.P.	834K	$478M
60	PRINCIPAL FINANCIAL GROUP INC	666K	$472M
61	AMERICAN CENTURY COMPANIES INC	655K	$464M
62	Bank Julius Baer & Co. Ltd, Zurich	660K	$463M
63	HighTower Advisors, LLC	592K	$420M
64	FIFTH THIRD BANCORP	591K	$419M
65	TD Asset Management Inc	585K	$415M
66	STIFEL FINANCIAL CORP	577K	$409M
67	Rockefeller Capital Management L.P.	641K	$407M
68	NEW YORK STATE COMMON RETIREMENT FUND	526K	$372M
69	PRUDENTIAL FINANCIAL INC	518K	$367M
70	Aberdeen Group plc	517K	$366M
71	VICTORY CAPITAL MANAGEMENT INC	511K	$362M
72	CANADA PENSION PLAN INVESTMENT BOARD	497K	$352M
73	SCHRODER INVESTMENT MANAGEMENT GROUP	495K	$351M
74	CIBC Bancorp USA Inc.	483K	$342M
75	US BANCORP \DE\	479K	$340M
76	ProShare Advisors LLC	439K	$311M
77	MACKENZIE FINANCIAL CORP	427K	$302M
78	ENVESTNET ASSET MANAGEMENT INC	424K	$300M
79	ZACKS INVESTMENT MANAGEMENT	418K	$296M
80	AVIVA PLC	417K	$296M
81	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	408K	$289M
82	Caisse de depot et placement du Quebec	389K	$275M
83	ADAGE CAPITAL PARTNERS GP, L.L.C.	387K	$274M
84	Korea Investment CORP	375K	$265M
85	Pictet Asset Management Holding SA	375K	$265M
86	Creative Planning	366K	$259M
87	NOMURA ASSET MANAGEMENT CO LTD	363K	$257M
88	Alphinity Investment Management Pty Ltd	352K	$249M
89	PNC FINANCIAL SERVICES GROUP, INC.	343K	$243M
90	Eurizon Capital SGR S.p.A.	347K	$243M
91	BANK OF NOVA SCOTIA	342K	$242M
92	Focus Partners Wealth	338K	$240M
93	COMMONWEALTH EQUITY SERVICES, LLC	330K	$234M
94	Markel Group Inc.	329K	$233M
95	Mariner, LLC	321K	$227M
96	Asset Management One Co., Ltd.	320K	$226M
97	Sumitomo Mitsui DS Asset Management Company, Ltd	316K	$224M
98	MANUFACTURERS LIFE INSURANCE COMPANY, THE	315K	$223M
99	CITADEL ADVISORS LLC	310K	$219M
100	Quantinno Capital Management LP	309K	$219M

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Data source: SEC EDGAR Form 13F · Updated 2026-07-09